Legal and Compliance Associate Recruitment

Are you ready for a legal and compliance career with a global financial firm?

Join Orient Futures Singapore as a Legal and Compliance Associate now!

 

Our business philosophy and strategy is continual innovation to stay relevant and ahead in providing premium brokerage services to all clients. In tapping on financial technology, we digitalize and automate processes (from front office to back end) to provide customer experiences that are a notch up from our competitors. While we strive towards empowering our clients to trade smarter through technology, we believe employees are our greatest assets and that the company's growth is attributed to the commitment of every team member.

   

Legal and Compliance Associate

 

Join us as a legal and compliance associate in the finance industry alongside some of the best professionals in the Asian financial industry. Rub shoulders with a team of multi-talented specialists who thrive on achieving more for our clients with the next generation of financial technology. Receive cross-specialisation mentorship from industry veterans with decades of experience in renown organisations.

 

As a Legal and Compliance Associate, you will be part of the Legal and Compliance team managing legal, regulatory compliance and corporate secretarial matters for Orient Futures Singapore including but not limited to the following: -

  • Provide support and advice to all internal stakeholders on legal and compliance matters;
  • Draft, review, negotiate, and advise on a variety of commercial agreements including third party agreements, services agreements, IT procurement, employment, consultancy agreements, and transaction-related agreements;
  • Manage and maintain company policies, procedures, and standards related to legal and compliance matters;
  • Maintain the compliance plan to monitor compliance with internal policies, and external legislation and regulations;
  • Track and perform impact assessments on legal and regulatory changes in Singapore and provide regulatory updates to affected business units;
  • Conduct internal compliance reviews and assessments and prepare regular compliance reports to management;
  • Reviewing marketing materials and trade surveillance reports;
  • Draft and file correspondences with the regulator and exchanges;
  • Coordinate, draft, maintain, and assist with corporate secretarial matters such as the company’s constitution, board resolutions, and annual regulatory filings; and
  • Work with external counsels and consultants on legal and compliance matters (where necessary).
 

Qualifications and Experience 

As our Associate, you can look forward to developing essential future-proofed skills that prepares you adequately as a Legal and Compliance professional and a future leader of the company.

  • Degree from a recognised university or relevant legal or compliance professional qualifications.
  • Admission to the Bar in at least one legal jurisdiction would be an added advantage. 
  • Prior experience in regulatory compliance roles within the financial services industry would be an added advantage.  
  • Bilingual in English and Mandarin. 
  • Able to work independently under pressure with attention to detail.
   

You will be trained to be the Leaders of the Future. If you aspire to spearhead bold initiatives in a brave new world - to be the Broker of the Future, we are looking for you!

Interested applicants, please email CVs to legal@orientfutures.com.sg

 

 


 

About Orient Futures Singapore

Orient Futures International (Singapore) Pte. Ltd. has been set up to spearhead Orient Futures’ internationalisation initiatives to provide brokerage services to a suite of capital markets products including Exchange Traded Derivatives, OTC Derivatives and Leverage Foreign Exchange trading. Singapore is the beginning of Orient Futures’ internationalization road map. Its strategy is to extend the presence eventually into London, USA and other parts of Asia. Orient Futures also has the intention to extend its services into asset management in the near future to complete the full suite of capital market services Orient Futures can provide.

We are a holder of the Capital Markets Services License by the Monetary Authority of Singapore (MAS) and members of Singapore Exchange (SGX) and Asia Pacific Exchange Pte. Ltd. (APEX).

 

Be part of The Broker of the Future, join us now

 

 

 

 

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